The Journal of Finance

The Journal of Finance publishes leading research across all the major fields of finance. It is one of the most widely cited journals in academic finance, and in all of economics. Each of the six issues per year reaches over 8,000 academics, finance professionals, libraries, and government and financial institutions around the world. The journal is the official publication of The American Finance Association, the premier academic organization devoted to the study and promotion of knowledge about financial economics.

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DISCUSSION

Published: 05/01/1970   |   DOI: 10.1111/j.1540-6261.1970.tb00675.x

Edwin J. Elton


CAPITAL RATIONING AND EXTERNAL DISCOUNT RATES*

Published: 06/01/1970   |   DOI: 10.1111/j.1540-6261.1970.tb00523.x

Edwin J. Elton


Presidential Address: Expected Return, Realized Return, and Asset Pricing Tests

Published: 12/17/2002   |   DOI: 10.1111/0022-1082.00144

Edwin J. Elton


DISCUSSION

Published: 05/01/1973   |   DOI: 10.1111/j.1540-6261.1973.tb01779.x

Edwin J. Elton, K. Mantripragada


Report of the Managing Editors of the Journal of Finance for 1984

Published: 07/01/1985   |   DOI: 10.1111/j.1540-6261.1985.tb05034.x

EDWIN J. ELTON, MARTIN J. GRUBER


Report of the Managing Editors of the Journal of Finance for 1985

Published: 07/01/1986   |   DOI: 10.1111/j.1540-6261.1986.tb04544.x

EDWIN J. ELTON, MARTIN J. GRUBER


Report of the Managing Editors of the Journal of Finance for 1987

Published: 07/01/1988   |   DOI: 10.1111/j.1540-6261.1988.tb04612.x

EDWIN J. ELTON, MARTIN J. GRUBER


ESTIMATING THE DEPENDENCE STRUCTURE OF SHARE PRICES —IMPLICATIONS FOR PORTFOLIO SELECTION

Published: 12/01/1973   |   DOI: 10.1111/j.1540-6261.1973.tb01451.x

Edwin J. Elton, Martin J. Gruber


VALUATION AND ASSET SELECTION UNDER ALTERNATIVE INVESTMENT OPPORTUNITIES

Published: 05/01/1976   |   DOI: 10.1111/j.1540-6261.1976.tb01904.x

Edwin J. Elton, Martin J. Gruber


PORTFOLIO THEORY WHEN INVESTMENT RELATIVES ARE LOGNORMALLY DISTRIBUTED

Published: 09/01/1974   |   DOI: 10.1111/j.1540-6261.1974.tb03103.x

Edwin J. Elton, Martin J. Gruber


Tax and Liquidity Effects in Pricing Government Bonds

Published: 12/17/2002   |   DOI: 10.1111/0022-1082.00064

Edwin J. Elton, T. Clifton Green

Daily data from interdealer government bond brokers are examined for tax and liquidity effects. We use two approaches to create cash flow matching portfolios of similar securities and look for pricing discrepancies associated with liquidity or tax effects. We also look for the presence of tax and liquidity effects by including a liquidity term when fitting a cubic spline to the after‐tax yield curve. We find evidence of tax timing options and liquidity effects. However, the effects are much smaller than previously reported and the effects of liquidity are primarily due to high volume bonds with long maturities.


THE ECONOMIC VALUE OF THE CALL OPTION*

Published: 09/01/1972   |   DOI: 10.1111/j.1540-6261.1972.tb01319.x

Edwin J. Elton, Martin J. Gruber


A Note from the Editors

Published: 09/01/1983   |   DOI: 10.1111/j.1540-6261.1983.tb02309.x

Edwin J. Elton, Martin J. Gruber


Report of the Managing Editors of the Journal of Finance for 1983

Published: 07/01/1984   |   DOI: 10.1111/j.1540-6261.1984.tb03689.x

EDWIN J. ELTON, MARTIN J. GRUBER


Report of the Managing Editors of the Journal of Finance for 1986

Published: 07/01/1987   |   DOI: 10.1111/j.1540-6261.1987.tb04588.x

EDWIN J. ELTON, MARTIN J. GRUBER


Non‐Standard C.A.P.M.'s and the Market Portfolio

Published: 07/01/1984   |   DOI: 10.1111/j.1540-6261.1984.tb03686.x

EDWIN J. ELTON, MARTIN J. GRUBER


VALUATION AND THE COST OF CAPITAL FOR REGULATED INDUSTRIES

Published: 06/01/1971   |   DOI: 10.1111/j.1540-6261.1971.tb01719.x

Edwin J. Elton, Martin J. Gruber


VALUATION AND THE COST OF CAPITAL FOR REGULATED INDUSTRIES: REPLY

Published: 12/01/1972   |   DOI: 10.1111/j.1540-6261.1972.tb03033.x

Edwin J. Elton, Martin J. Gruber


OPTIMAL INVESTMENT AND FINANCING PATTERNS FOR A FIRM SUBJECT TO REGULATION WITH A LAG

Published: 12/01/1977   |   DOI: 10.1111/j.1540-6261.1977.tb03349.x

Edwin J. Elton, Martin J. Gruber


The Structure of Spot Rates and Immunization

Published: 06/01/1990   |   DOI: 10.1111/j.1540-6261.1990.tb03708.x

EDWIN J. ELTON, MARTIN J. GRUBER, RONI MICHAELY

Empirical studies of the modern theories of bond pricing typically choose proxies for the state variables in a rather arbitrary fashion. This paper empirically analyzes the question of the optimal spot rates to use as state variables. Our findings indicate that the four‐year spot rate serves as the best proxy in the one‐state‐variable model. In the case of the two‐state‐variables model, the six‐year rate and eight‐month rate are identified as best. Tests of the out‐of‐sample prediction ability indicate that our model is superior to Macaulay's duration model and alternative proxies for state variables.



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